Chapter I General Provisions
Article 1
In order to perfect the system of patent agencies, maintain the
normal order of patent
agency industry and guarantee the practice of by the patent agencies
and patent agents by force of
law, the Measures are formulated according to the Patent Law, the
Regulations on Patent Agencies
and the relevant provisions of the State Council.
Article 2
The State Intellectual Property Office and the intellectual property
offices of the provinces,
autonomous regions and municipalities directly under the Central
Government shall manage and
supervise patent agencies and patent agents according to the Patent
Law, the Regulations on Patent
Agencies and the Measures.
All China Association of Patent Agents shall organize and guide
patent agencies and patent
agents to perform the Patent Law, the Regulations on Patent Agencies
and the Measures by example,
regulate professional conducts, strictly adopt professional self
regulation, and increasingly improve
professional service level.
Chapter II Establishment, Modification, Close-up and Revocation
of Patent Agencies
and their office
Article 3
the organization form of patent agencies shall be a partnership
patent agency or a limited
liability patent agency. A partnership patent agency shall be jointly
invested and initiated by at least
2 persons, and a limited liability patent agency shall be jointly
invested and initiated by at least 5
persons.
Partners of the partnership patent agency shall bear unlimited joint
liability for the debts of the
patent agency; partners of the limited liability patent agency shall
bear the liability for the debts of
the patent agency with all its assets.
Article 4
The establishment of a patent agency shall meet the following conditions:
(1) having the agency name in compliance with Article 7 of the measures;
(2) having a partnership agreement or Articles of association;
(3) having partners or shareholders stipulated by Articles 5 and
6 of the measures;
(4) having necessary funds, which shall be no less than RMB50,000
if a partnership patent agency
is to be established, or which shall be no less than RMB100,000
if a limited liability patent agency is
to be established;
(5) to have fixed offices and necessary working facilities;
Where a law firm applies to run the patent agency services, there
shall be at least 3 full-time
lawyers in this law firm, each of whom has the patent agent qualification.
Article 5
Partners or shareholders of a patent agency shall meet the following
conditions:
(1) having the patent agent qualification;
(2) having over 2 years experiences on the practice of patent agencies
(3) engaging in the full-time the patent agency services;
(4) being under the age of 65 when applying for establishing a patent
agency;
(5) having good behavior.
Article 6
A person who has one of following circumstance shall not be the
partner or shareholder of a
patent agency:
(1) having no complete capacity of civil disposition
(2) working in state organs or enterprises and institutions and
not formally go through formalities
of resignation, dismissal or retirement;
(3) less than 2 years as a partner or shareholder of the other patent
agency
(4) less than 3 years circulated a notice of criticism stipulated
by Article 5 of Rules on
Disciplinary of Patent Agencies or reprimanded by certificate reclamation
of the patent agent.
(5) punished by criminal penalty (except for committing crimes by
negligence)
Article 7
A patent agency shall only have and use one name.
The name of a patent agency shall be composed of the name of the
city, font size and "Patent
Agency Firm", "Patent agency Co., Ltd." and "Intellectual
property Agency Firm", "Intellectual
property Agency Co., Ltd.". Its font size shall not be, throughout
the country, identical with or
similar to another patent agency's font size that is being or has
been used.
Where a law firm runs the patent agency services, it may use the
name of this law firm.
Article 8
Whoever applies to establish a patent agency shall submit the following
application
materials:
(1) application form for the establishment of the patent agency;
(2) partnership agreement or articles of association of the patent
agency;
(3) asset evaluation certificate;
(4) duplicates of the patent agent qualification certificates and
ID cards;
(5) resumes and certification on the personnel file and duplicates
of the retirement certification;
(6) certification of offices and working facilities;
(7) other evidentiary material.
A law firm that applies to run the patent agency services shall
submit the following application
materials:
(1) the application form for running the patent agency services;
(2) a letter issued by the competent administrative organ of justice
on approving the applicant to
run the patent agency services;
(3) partnership agreement or the articles of association of the
law firm;
(4) duplicate of the practice permit of the law firm and attestation
of funds;
(5) duplicates of lawyer licenses of the patent agents, duplicates
of the patent agent qualification
certificates and duplicates of the ID cards;
(6) certification of offices and working facilities;
(7) other evidentiary materials.
The above-mentioned evidentiary materials shall be those issued
within 6 months before
applying for establishment of a patent agency or undertaking of
patent agency practice revocation.
Article 9
The procedures for approving the establishment of a patent agency
are as follows:
(1) whoever applies to establish a patent agency shall apply to
the intellectual property office of
the province, autonomous region or municipality directly under the
Central Government at his
locality. The intellectual property office of the province, autonomous
region or municipality directly
under the Central Government shall, after examination, submit the
application to the State
Intellectual Property Office for approval within 30 days upon receipt
of the application if the
application has met the conditions provided for in the Measures;
or shall notify the applicant in
written form within 30 days upon receipt of the application if the
application fails to meet the
conditions provided for in the Measures.
(2) The State Intellectual Property Office shall, within 30 days
upon receipt of the submitted
documents, make a decision on approving the application which meets
the conditions provided for in
the Measures, notify the intellectual property office of the province,
autonomous region or
municipality directly under the Central Government who submitted
the application and issue the
registration certificate of patent agency and the agency code; or
shall, within 30 days as of the
receipt of the submitted documents, notify the intellectual property
office of the province,
autonomous region or municipality directly under the Central Government
to re-examine the
application which does not meet the conditions provided for in the
Measures.
A law firm that applies to run the patent agency services shall
be approved with reference to the
above-mentioned provisions
Article 10
In case of modifying registration matters on name, address, articles
of association, and
partner or shareholder, the patent agency concerned shall apply
to the State Intellectual Property
Office and submit the application to the intellectual property office
of the province, autonomous
region or municipality directly under the Central Government at
his locality. The modification shall
come into force upon approval of the State Intellectual Property
Office.
Article 11
In case of winding up or revocation, the patent agency concerned
shall after properly
handling with various matters not settled apply to the intellectual
property office of provinces,
autonomous regions or municipalities directly under the Central
Government at his locality. If
agreed upon review, registration certificate of patent agency and
the mark brand shall be submitted
to the intellectual property office of the province, autonomous
region or municipality directly under
the Central Government at his locality. The State Intellectual Property
Office shall handle with the
formalities of winding-up or revocation.
Article 12
In case of establishing office in the province, the patent agency
concerned shall apply to
the intellectual property office of provinces, autonomous regions
or municipalities directly under the
Central Government at his locality. If approved, it shall be filed
by the intellectual property office of
provinces, autonomous regions or municipalities directly under the
Central Government to the State
Intellectual Property Office.
In case of cross province establishment of office, the patent agency
concerned shall after
obtaining consent of the intellectual property office of provinces,
autonomous regions or
municipalities directly under the Central Government at his locality
apply to the intellectual property
office of provinces, autonomous regions or municipalities directly
under the Central Government at
his office locality. If approved, it shall be filed by the intellectual
property office of provinces,
autonomous regions or municipalities directly under the Central
Government at his office locality to
the State Intellectual Property Office.
Article 13
A patent agency applying to establish an office shall be compliance
with following
conditions:
(1) the time of establishment more than two years;
(2) having over 10 patent agents;
(3) having gone through the annul examination of the previous year.
Article 14
A patent agency shall be compliance with following conditions:
(1) having over 2 full-time patent agents assigned or engaged by
the patent agency;
(2) having fixed offices and necessary funds;
(3) The name of the office shall be composed of the full name of
the patent agency, the name of
the city at the office locality and "Office".
Article 15
The intellectual property office of provinces, autonomous regions
or municipalities
directly under the Central Government can additionally stipulate
other conditions and procedures for
patent agencies establishing offices in their administrative areas
and submit the relevant provisions
to the State Intellectual Property Office.
Article 16
The offices of the patent agencies shall be not handle with the
patent agency services with
the their solitary name, and their personal matters, finance and
service shall be unified managed by
their patent agency. The patent agencies shall bear the civil liability
to the service activities of their
offices.
In case of cross province establishment of offices, their offices
shall accept the instruction and
supervision of the intellectual property offices of provinces, autonomous
regions or municipalities
directly under the Central Government at their locality.
Article 17
In case of winding up or revocation, the office concerned shall
after properly handling
with various matters not settled apply to the intellectual property
office of provinces, autonomous
regions or municipalities directly under the Central Government
at their locality. If approved, it shall
be filed by this intellectual property office to the State Intellectual
Property Office, and shall
submit with a copy to the intellectual property offices of provinces,
autonomous regions or
municipalities directly under the Central Government at their locality.
In case of winding up or revocation, the office shall terminate
at the same time.
Chapter III The Professional Practice of the Patent Agents
Article 18
The professional practice of the patent agents shall accept the
engagement and
appointment of the approval established patent agency to establish
and have professional practice
certificates.
Article 19
When engaging patent agents, the patent agency shall reach an engagement
agreement
with the patent agents in the principle of free will and mutual
consent through consultation, and both
parties to the engagement agreement shall abide by the engagement
agreement.
Article 20
The issuance for the professional practice certificates of patent
agents shall be compliance
with following conditions:
(1) having the patent agent qualification;
(2) being able to full-time engage the patent agency services;
(3) the person who have no experiences of the patent agency or patent
inspection continually
practiced over a year and participated in training before formal
work;
(4) engaged by the patent agencies;
(5) being under the age of 70 when issuing the certificate;
(6) having good behavior.
Article 21
A person who has one of following circumstance shall not be issued
the professional
practice certificate of the patent agent:
(1) having no complete capacity of civil disposition
(2) prior to application working for other patent agency, not formally
be dismissed by the patent
agency and not go through revocation formalities on the professional
practice certificate of the
patent agent;
(3) less than 1 year after collecting the professional practice
certificate of the patent agent,
transforming to other patent agency
(4) less than 3 years reprimanded by the certificate reclamation
of patent agent stipulated by
Article 5 of Rules on Disciplinary of Patent Agencies;
(5) punished by criminal penalty (except for committing crimes by
negligence)
Article 22
Whoever applies for issuing a patent agency shall submit the following
materials:
(1) application form for the professional practice certificates
of the patent agents;
(2) duplicates of the patent agent qualification certificates and
ID cards
(3) certification on the personnel file or duplicates of the retirement
certification
(4) employment agreement issued by the patent agencies;
(5) prior to application working for other patent agency, shall
submit dismissal certification of the
patent agency
(6) in case of applying for issuing the professional practice certificates
of the patent agents for the
first time, shall submit the practice certification and certification
for participating in training before
formal work issued by the probation patent agency.
Article 23
The State Intellectual Property Office authorize All China Association
of Patent Agents to
take charge of the specific matters relating to issuance, modification
and revocation of the
professional practice certificates of the patent agents.
Article 24
Upon reviewing, All China Association of Patent Agents hold that
the issuance and
application of the professional practice certificates of the patent
agents are compliance with the
conditions stipulated by the measures, they shall issue the professional
practice certificates of the
patent agents within 15 days upon receipt of the application; otherwise,
All China Association of
Patent Agent shall notify the applicant with written form within
15 days upon receipt of the
application.
Article 25
If the patent agencies want to dismiss the patent agents, they shall
notify the patent
agents30 days in advance; If the patent agents want to dismiss,
they shall notify the relevant patent
agencies 30 days in advance.
If the patent agencies want to discharge the employment relationship
with the patent agents,
they shall withdraw the professional practice certificates of the
patent agents and issue dismissal
certification, and handle with revocation formalities of the professional
practice certificates of the
patent agents within 10 days upon issuing the dismissal certification
to All China Association of
Patent Agents.
Article 26
In case of close-up or revocation, the patent agencies shall withdraw
all the professional
practice certificates of their patent agents and handle with revocation
formalities of the professional
practice certificates of the patent agents within 10 days upon obtaining
the review and approval of
the intellectual property offices of the provinces, autonomous regions
and municipalities directly
under the Central Government.
Article 27
All China Association of Patent Agents shall keep filing with The
State Intellectual
Property Office and submit the relevant materials within 5 days
upon issuing, modifying or
repealing the professional practice certificates of the patent agents,
and send with a copy to the
intellectual property offices of the provinces, autonomous regions
and municipalities directly under
the Central Government at the locality of the patent agencies.
Article 28
The person who holds no the professional practice certificate of
the patent agent shall not
engage the patent agency services for seeking for economic benefits
in the name of the patent agent.
Article 29
In case of undertaking the patent services, the patent agents shall
accept the authorization
in the name of the relevant patent agencies, sign the written authorization
contract with the
authorizer, uniformly charge expenses and take into account according
to the facts. The patent
agents shall not accept the authorization without permission, handle
with the patent agency services
and charge expenses.
Chapter IV The Annul Examination of the Patent Agencies and the
Patent Agents
Article 30
The State Intellectual Property Office is responsible for the organization
and instruction on
the annul examination of the patent agencies and the patent agents
and authorizes the intellectual
property offices of the provinces, autonomous regions, municipalities
directly under the Central
Government and the National Defense Patent Agency to implement the
annul examination.
All the lawyer firms upon approval to establish the patent agencies
and run the patent agency
services shall participate in the annul examination. The offices
of the patent agencies shall
participate in the annul examination together with the patent agencies
and submit the relevant
materials with a copy to the intellectual property offices of the
provinces, autonomous regions and
municipalities directly under the Central Government at the locality
of the offices.
All China Association of the Patent Agents shall coordinate and
participate in the annul
examination of the patent agencies and the patent agents.
Article 31
The annul examination of the patent agencies and the patent agents
shall carry out once a
year, from September 1 to October 31.
Article 32
The content on annul examination of the patent agencies and the
patent agents shall
include:
(1) whether the patent agencies are or not compliance with the conditions
for establishment
stipulated by the measures;
(2) whether the partners or shareholders of the patent agencies
are or not compliance with the
conditions stipulated by the measures;
(3) whether the patent agents who work in the patent agencies hold
the professional practice
certificates of the patent agents and participate in the professional
training according to the
requirements;
(4) whether the patent agencies and the patent agents have the violation
of laws and disciplines
stated by Articles 6, 7 and 8 in Rules on Disciplinary of Patent
Agencies (tentative);
(5) the quantity of the patent agency services since the patent
agencies completed the last annul
examination;
(6) the condition on the finance of the patent agencies;
(7) other content shall be examined each year.
Article 33
The patent agencies shall submit the following materials for the
annul examination:
(1) the registration forms on the annul examination of the patent
agencies and the patent agents;
(2) the working reports of the patent agencies;
(3) a copy of registration certificate of the patent agencies;
(4) the professional practice certificates of the patent agents£»
(5) the financial statements;
(6) other required documents.
The working reports of the patent agencies shall fully reflect various
contents stipulated by Article 32 of the measures.
Article 34
In case of any no compliance with the provisions of the measures
upon annul examination,
the intellectual property offices of the provinces, autonomous regions
and municipalities directly
under the Central Government shall order the patent agencies and
the patent agencies to correct in
the specified time; in case of no correction, it will be deemed
as failing to meet annul examination.
In case of violation of laws and disciplines of Articles 6, 7 and
8 in Rules on Disciplinary of
Patent Agencies (tentative) by the patent agencies and the patent
agents upon annual examination,
the case may be submitted for punishment by the Punishment Commission
of Patent Agencies of the
provinces, autonomous regions and municipalities directly under
the Central Government.
Article 35
In case of qualification upon annul examination, the intellectual
property offices of the
provinces, autonomous regions and municipalities directly under
the Central Government shall seal
the stamp for qualification of the annual examination of the year;
otherwise, the stamp will be sealed
for disqualification of the annual examination.
In case of failing to participate in the annul examination or disqualification
of the annual
examination, the patent agencies shall not handle with any new patent
agency services at the State
Intellectual Property Office and the intellectual property offices
before reaching the qualification of
annual examination the next time.
Article 36
The intellectual property offices of the provinces, autonomous regions
and municipalities
directly under the Central Government shall submit the summary of
annual examination and the
registration form of the annul examination to the State Intellectual
Property Office for filing within
10 days upon completing the annul examination of the patent agencies
and agents, and submit the
results of annual examination of the professional practice certificates
of the patent agents for filling
by All China Association of Patent Agents.
The State Intellectual Property Office will publish to the public
the results of the annual
examination of the patent agencies and the patent agents.
Article 37
The workers of the State Intellectual Property Office, the intellectual
property offices of
the provinces, autonomous regions and municipalities directly under
the Central Government and
All China Association of Patent Agents keep secret the content that
has not be published in the
annual examination on patent agencies.
Chapter V Supplementary Provisions
Article 38
The interpretation of the Measures will be vested with the State
Intellectual Property
Office.
Article 39
These Measures shall come into force as of July 15, 2003.
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